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Richard Caleb Falter

Mid-American Wealth Advisory Group

Kansas City, MO

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Current Employers
Mid-American Wealth Advisory Group

7505 Nw Tiffany Springs Parkway 4Th Floor, Kansas City, MO 64153 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2020-11-25
MO RA APPROVED 2019-12-03
  • KS RA
    APPROVED
    Since 2020-11-25
  • MO RA
    APPROVED
    Since 2019-12-03

Branch Locations

7505 Nw Tiffany Springs Parkway 4Th Floor, Kansas City, MO 64153 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mid American Tax Advisory Group Kansas City MO 06/2016 Present
Mid-American Wealth Advisory Group Llc Kansas City MO 11/2019 Present
Sound Income Strategies, Llc Kansas City MO 04/2018 11/2020
  • 06/2016 → Present
    Mid American Tax Advisory Group
    Kansas City, MO
  • 11/2019 → Present
    Mid-American Wealth Advisory Group Llc
    Kansas City, MO
  • 04/2018 → 11/2020
    Sound Income Strategies, Llc
    Kansas City, MO
Previous Registrations
Other Businesses

10/2014-Present: Insurance Agent, Various Carriers, Kansas City, MO, investment related, approximately 40 hours/month, life and health products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-09-14
  • S65 Uniform Investment Adviser Law Examination
    2017-09-14
Other Names
  • Caleb Falter

View on SEC IAPD

Other Firms

STATE FARM INVESTMENT MANAGEMENT CORP.
LPL FINANCIAL LLC
U.S. BANCORP ADVISORS, LLC
EDWARD JONES
DOMINION PORTFOLIO MANAGEMENT, INC.
COPPER FINANCIAL
OSAIC WEALTH, INC.
MARKET INVESTMENT GROUP, LLC

Other Investors

FRANK JOSEPH JANACARO
SETH ALLAN KEETHLER
William Scott Wiley
Frederick G Prewitt
JOSEPH MARINO ST GEORGE
Joseph T Yates
ADELINE ELIZABETH KROPF
Michael Andrew Keeton

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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