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Samuel Unwin

Wells Fargo Clearing Services, LLC

St. Louis, MO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-04-25
MO RA APPROVED 2018-04-21
  • TX RA
    APPROVED
    Since 2018-04-25
  • MO RA
    APPROVED
    Since 2018-04-21

Branch Locations

One N Jefferson Ave, St. Louis, MO 63103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc St Louis MO 02/2018 Present
Associate Staffing St Louis MO 02/2018 05/2018
Treadmill Heroes Kirkwood MO 07/2015 01/2018
  • 02/2018 → Present
    Wells Fargo Clearing Services Llc
    St Louis, MO
  • 02/2018 → 05/2018
    Associate Staffing
    St Louis, MO
  • 07/2015 → 01/2018
    Treadmill Heroes
    Kirkwood, MO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-21
  • S66 Uniform Combined State Law Examination
    2018-04-21
Other Names
  • Sam Barrett Unwin
  • Samuel Unwin
  • Samuel Barrett Unwin

View on SEC IAPD

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