Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-07-13 |
| NC | RA | APPROVED | 2022-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Coral Springs | FL | 03/2014 | 09/2022 |
| Wells Fargo Clearing Services, Llc | Coral Springs | FL | 02/2018 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Huntersville | NC | 09/2022 | Present |
| Bank Of America, N.A. | Huntersville | NC | 11/2022 | Present |
I*2199287, Entity Type: Entity Charitable, Name of OBA: l'Alliance francaise, Address: charlotte, North Carolina, 28207, Investment Related: N, Position, Title, Association: Board Member, Employee State Date: 04/14/2025, No Hours: 5 Monthly, No Hours during Trading: 0 Monthly, Duties: Non profit and be part of their board. This entity is a non profit that works on organizing event to promote the French culture. As board member, I sit on the monthly board meeting where we review past and upcoming activities. My role will be to help set up and volunteer during the events that occur throughout the year.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-05-10 |
Reach out to this advisor