Shelley-Ann Ragoonanan

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2009 → 11/2018
  Independent Investor
  Weehawken, NJ
• 12/2018 → 03/2020
  Axa Advisors, Llc.
  New York, NY
• 03/2020 → 06/2021
  Jpmorgan Chase Bank
  New York, NY
• 03/2020 → 06/2021
  Jpmorgan Securities
  New York, NY
• 06/2021 → 10/2021
  Ameriprise Financial Services, Llc
  Boca Raton, FL
• 01/2022 → Present
  Raymond James & Associates, Inc.
  Boca Raton, FL
• 03/2022 → Present
  Raymond James Financial Services, Inc
  Boca Raton, FL
• 03/2022 → Present
  Raymond James Financial Service Advisors, Inc
  Boca Raton, FL

Previous Registrations

• 2021-06-03 → 2021-10-14
  Ameriprise Financial Services, Llc
  Boca Raton, FL
• 2020-07-06 → 2021-06-08
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY
  New York, NY
• 2020-03-20 → 2020-03-26
  Equitable Advisors, Llc
  Weehawken, NJ
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2020-03-16
• S63 Uniform Securities Agent State Law Examination
  2018-12-17

Other Names

• Shelley Ann Ragoonanan
• Shelley-Ann Ragoonanan
• Shelley-Ann Candis Ragoonanan