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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-03
  • FL RA
    APPROVED
    Since 2022-05-03

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Sarasota, FL • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-04
NJ RA APPROVED 2022-02-03
  • FL RA
    APPROVED
    Since 2022-02-04
  • NJ RA
    APPROVED
    Since 2022-02-03

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Independent Investor Weehawken NJ 09/2009 11/2018
Axa Advisors, Llc. New York NY 12/2018 03/2020
Jpmorgan Chase Bank New York NY 03/2020 06/2021
Jpmorgan Securities New York NY 03/2020 06/2021
Ameriprise Financial Services, Llc Boca Raton FL 06/2021 10/2021
Raymond James & Associates, Inc. Boca Raton FL 01/2022 Present
Raymond James Financial Services, Inc Boca Raton FL 03/2022 Present
Raymond James Financial Service Advisors, Inc Boca Raton FL 03/2022 Present
  • 09/2009 → 11/2018
    Independent Investor
    Weehawken, NJ
  • 12/2018 → 03/2020
    Axa Advisors, Llc.
    New York, NY
  • 03/2020 → 06/2021
    Jpmorgan Chase Bank
    New York, NY
  • 03/2020 → 06/2021
    Jpmorgan Securities
    New York, NY
  • 06/2021 → 10/2021
    Boca Raton, FL
  • 01/2022 → Present
    Boca Raton, FL
  • 03/2022 → Present
    Raymond James Financial Services, Inc
    Boca Raton, FL
  • 03/2022 → Present
    Raymond James Financial Service Advisors, Inc
    Boca Raton, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-03-16
S63 Uniform Securities Agent State Law Examination 2018-12-17
  • S66 Uniform Combined State Law Examination
    2020-03-16
  • S63 Uniform Securities Agent State Law Examination
    2018-12-17
Other Names
  • Shelley Ann Ragoonanan
  • Shelley-Ann Ragoonanan
  • Shelley-Ann Candis Ragoonanan

View on SEC IAPD

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