James Cruise

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-11-17

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Garden State Securities	Wellington	FL	03/2018	08/2018
Forte Capital	Jupiter	FL	08/2018	10/2019
Unemployed	Palm Bch Gdns	FL	11/2019	11/2019
Northwestern Mutual Investment Services, Llc	West Palm Bch	FL	12/2019	03/2022
Dundee Gouin	West Palm Beach	FL	05/2021	02/2022
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2020	03/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Austin	TX	03/2022	11/2023
Bank Of America, N.A.	Austin	TX	03/2022	11/2023
J.P. Morgan Securities Llc	Austin	TX	11/2023	Present
Jpmorgan Chase Bank, N.A.	Austin	TX	11/2023	Present
National Securities Corporation	Wellington	FL	08/2018	10/2019
Unemployed	Palm Beach Gardens	FL	02/2013	02/2018

03/2018 → 08/2018

Garden State Securities

Wellington, FL
08/2018 → 10/2019

Forte Capital

Jupiter, FL
11/2019 → 11/2019

Unemployed

Palm Bch Gdns, FL
12/2019 → 03/2022

Northwestern Mutual Investment Services, Llc

West Palm Bch, FL
05/2021 → 02/2022

Dundee Gouin

West Palm Beach, FL
01/2020 → 03/2022

Northwestern Mutual Wealth Management Company

Milwaukee, WI
03/2022 → 11/2023

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Austin, TX
03/2022 → 11/2023

Bank Of America, N.A.

Austin, TX
11/2023 → Present

J.P. Morgan Securities Llc

Austin, TX
11/2023 → Present

Jpmorgan Chase Bank, N.A.

Austin, TX
08/2018 → 10/2019

National Securities Corporation

Wellington, FL
02/2013 → 02/2018

Unemployed

Palm Beach Gardens, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2021-12-21
S63	Uniform Securities Agent State Law Examination	2018-09-21

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