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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-04 |
Branch Locations
201 Manhattan Beach Boulevard, Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | Playa Vista | CA | 05/2007 | 12/2021 |
| Wells Fargo Clearing Services Llc | Playa Vista | CA | 02/2018 | 12/2021 |
| J.P. Morgan Securities Llc | Manhattan Beach | CA | 12/2021 | Present |
| Jpmc Bank Na (Southwest) | Manhattan Beach | CA | 12/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-16 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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