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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-12-04
  • CA RA
    APPROVED
    Since 2023-12-04

Branch Locations

201 Manhattan Beach Boulevard, Manhattan Beach, CA 90266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Playa Vista CA 05/2007 12/2021
Wells Fargo Clearing Services Llc Playa Vista CA 02/2018 12/2021
J.P. Morgan Securities Llc Manhattan Beach CA 12/2021 Present
Jpmc Bank Na (Southwest) Manhattan Beach CA 12/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-16
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2021-07-16
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Asanka Laknath De Alwis
  • Asanka L De Alwis
  • Asanka De Alwis

View on SEC IAPD

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