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Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-03
  • CA RA
    APPROVED
    Since 2019-05-03

Branch Locations

35 N. Lake Ave. Ste. 710, Pasadena, CA 91101 • United States

1419 Highland Ave., Manhattan Beach, CA 90266 • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securites, Inc San Diego CA 08/2015 05/2019
First Allied Advisory Services San Diego CA 08/2016 05/2019
California Retirement Advisors Group (Cra) El Segundo CA 08/2016 05/2019
Mutual Securities, Inc. Camarillo CA 05/2019 Present
Mutual Advisors, Llc. Omaha NE 05/2019 Present
  • 08/2015 → 05/2019
    First Allied Securites, Inc
    San Diego, CA
  • 08/2016 → 05/2019
    First Allied Advisory Services
    San Diego, CA
  • 08/2016 → 05/2019
    California Retirement Advisors Group (Cra)
    El Segundo, CA
  • 05/2019 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 05/2019 → Present
    Omaha, NE
Previous Registrations
  • 2017-01-03 → 2019-07-03
    Ira Wealth Management
    El Segundo, CA
  • 2016-08-26 → 2019-05-07
    First Allied Advisory Services, Inc.
    El Segundo, CA
  • 2010-02-08 → 2016-09-10
    Waddell & Reed
    Los Angeles, CA
    Torrance, CA
    Los Angeles, CA
Other Businesses

1. Independent Insurance Agent, Start Date: 08/01/2005, 1419 Highland Ave., Manhattan Beach, CA 90266, Sole proprietor, Insurance Sales, Insurance Agent, Recommend fixed and variable life insurance as well as term when needed, Recommend fixed and variable annuities as well as Long Term Care insurance when needed, Investment Related, 5 hours per month, less than 1 hour per day during trading hours. 2. Investment Advisor Representative of Mutual Advisors, LLC an affiliated RIA. 3. California Retirement Advisors, Start Date: 08/26/2016, 1419 Highland Ave., Manhattan Beach, CA 90266, Corporation, Financial Advice-Planning and Investment Management, Investment Advisor Representative, Meet with clients, assess financial needs goals, make recommendations for Investments, construct and review Financial plans, adjust and manage Investments in response to market conditions and client lifestyle changes, Investment Related, 150 Hours per month, 60 Hours per day during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-11-26
S63 Uniform Securities Agent State Law Examination 2005-07-05
  • S66 Uniform Combined State Law Examination
    2007-11-26
  • S63 Uniform Securities Agent State Law Examination
    2005-07-05
Designations

View on SEC IAPD

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