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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-05-03 |
Branch Locations
35 N. Lake Ave. Ste. 710, Pasadena, CA 91101 • United States
1419 Highland Ave., Manhattan Beach, CA 90266 • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Allied Securites, Inc | San Diego | CA | 08/2015 | 05/2019 |
| First Allied Advisory Services | San Diego | CA | 08/2016 | 05/2019 |
| California Retirement Advisors Group (Cra) | El Segundo | CA | 08/2016 | 05/2019 |
| Mutual Securities, Inc. | Camarillo | CA | 05/2019 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 05/2019 | Present |
1. Independent Insurance Agent, Start Date: 08/01/2005, 1419 Highland Ave., Manhattan Beach, CA 90266, Sole proprietor, Insurance Sales, Insurance Agent, Recommend fixed and variable life insurance as well as term when needed, Recommend fixed and variable annuities as well as Long Term Care insurance when needed, Investment Related, 5 hours per month, less than 1 hour per day during trading hours. 2. Investment Advisor Representative of Mutual Advisors, LLC an affiliated RIA. 3. California Retirement Advisors, Start Date: 08/26/2016, 1419 Highland Ave., Manhattan Beach, CA 90266, Corporation, Financial Advice-Planning and Investment Management, Investment Advisor Representative, Meet with clients, assess financial needs goals, make recommendations for Investments, construct and review Financial plans, adjust and manage Investments in response to market conditions and client lifestyle changes, Investment Related, 150 Hours per month, 60 Hours per day during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-07-05 |
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