Best Investors Account Sign in
Current Employers
Mutual Advisors, Llc

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-01-08
  • CA RA
    APPROVED
    Since 2026-01-08

Branch Locations

1419 Highland Ave., Manhattan Beach, CA 90266 • United States

Redondo Beach, CA • United States

9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Conservation Insurance Services Redondo Beach CA 06/2007 04/2022
First Allied Securities, Inc. San Diego CA 12/2009 02/2017
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 02/2017
Independent Financial Group San Diego CA 02/2017 04/2022
Mutual Securities, Inc. Camarillo CA 05/2022 Present
Mutual Advisors, Llc. Omaha NE 05/2022 Present
  • 06/2007 → 04/2022
    Conservation Insurance Services
    Redondo Beach, CA
  • 12/2009 → 02/2017
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 02/2017
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 02/2017 → 04/2022
    Independent Financial Group
    San Diego, CA
  • 05/2022 → Present
    Mutual Securities, Inc.
    Camarillo, CA
  • 05/2022 → Present
    Omaha, NE
Previous Registrations
  • 2017-03-01 → 2022-04-21
    Hermosa Beach, CA
    El Segundo, CA
    San Diego, CA
  • 2012-07-02 → 2017-03-28
    First Allied Advisory Services, Inc.
    Manhattan Beach, CA
  • 2010-03-29 → 2014-01-10
    Ira Wealth Management
  • 2009-12-01 → 2012-07-02
    First Allied Securities, Inc.
    El Segundo, CA
    Manhattan Beach, CA
  • 2008-03-03 → 2008-04-21
    Waddell & Reed
    Torrance, CA
Other Businesses

1. Owner/Manager of Rental Property, Start Date: 10/01/2006, 1802 Grant Ave., #2, Redondo Beach, CA 90278, Sole Proprietor, Owner/Manager of personal rental real estate, Owner of the Real Estate Manger of the Rental Property, Owner of the real estate, manager of the rental property, Not Investment Related, 4-6 Hours per month, 0 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 10/01/2008, 1419 Highland Ave., Manhattan Beach, CA 90266, Sole proprietorship, Insurance/Investment recommendations as part of an overall financial planning process, Registered Rep/IAR under an RIA Firm, Insurance/Investment recommendations provided as part of an overall financial planning process as financial planning professional, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 3. Investment Advisor Representative of Mutual Advisors, LLC an affiliated RIA

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-29
S63 Uniform Securities Agent State Law Examination 2008-02-13
  • S65 Uniform Investment Adviser Law Examination
    2008-02-29
  • S63 Uniform Securities Agent State Law Examination
    2008-02-13

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Manhattan Beach, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor