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9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-08 |
Branch Locations
1419 Highland Ave., Manhattan Beach, CA 90266 • United States
Redondo Beach, CA • United States
9140 W Dodge Road Suite 230, Omaha, NE 68114 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Conservation Insurance Services | Redondo Beach | CA | 06/2007 | 04/2022 |
| First Allied Securities, Inc. | San Diego | CA | 12/2009 | 02/2017 |
| First Allied Advisory Services, Inc. | Chesterfield | MO | 07/2012 | 02/2017 |
| Independent Financial Group | San Diego | CA | 02/2017 | 04/2022 |
| Mutual Securities, Inc. | Camarillo | CA | 05/2022 | Present |
| Mutual Advisors, Llc. | Omaha | NE | 05/2022 | Present |
1. Owner/Manager of Rental Property, Start Date: 10/01/2006, 1802 Grant Ave., #2, Redondo Beach, CA 90278, Sole Proprietor, Owner/Manager of personal rental real estate, Owner of the Real Estate Manger of the Rental Property, Owner of the real estate, manager of the rental property, Not Investment Related, 4-6 Hours per month, 0 Hours per day during trading hours. 2. Independent Insurance Agent, Start Date: 10/01/2008, 1419 Highland Ave., Manhattan Beach, CA 90266, Sole proprietorship, Insurance/Investment recommendations as part of an overall financial planning process, Registered Rep/IAR under an RIA Firm, Insurance/Investment recommendations provided as part of an overall financial planning process as financial planning professional, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 3. Investment Advisor Representative of Mutual Advisors, LLC an affiliated RIA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-13 |
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