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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2022-02-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Philadelphia | PA | 01/2016 | 10/2021 |
| Wells Fargo Clearing Services, Llc | Philadelphia | PA | 02/2018 | 10/2021 |
| J.P. Morgan Securities, Llc | Warrington | PA | 10/2021 | Present |
| Jpmorgan Chase Bank, N.A. | Warrington | PA | 10/2021 | Present |
| Hansen Coffee Roasters Llc | Philadelphia | PA | 05/2016 | 12/2017 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 2018-06-08 |
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