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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2018-07-17
  • PA RA
    APPROVED
    Since 2018-07-17

Branch Locations

2137 Bristol Pike, Bensalem, PA 19020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 10/2017 Present
Kevin S Hughes, Cpa Bensalem PA 08/2013 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2018 Present
Other Businesses

1) Kevin S. Hughes CPA, 2137 Bristol Pike, Bensalem, PA, 10/01/13, Enrolled Agent Senior Accountant doing tax preparations of individual and business tax returns and general book keeping. NIR. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING. SEE EMPLOYMENT FOR START DATE. 3) HUGHES FINANCIAL LP, 2137 Bristol Pike, Bensalem PA 19020, 01/2022, OWNER, DBA, NIR, 160 HR/MONTH 160 HR/MONTH TRADING

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-29
  • S66 Uniform Combined State Law Examination
    2018-01-29

View on SEC IAPD

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