Matt C. Rose

Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → Present
  Rbc Capital Markets
  Omaha, NE
• 06/2019 → Present
  City National Bank
  Omaha, NE

Previous Registrations

• 2009-06-01 → 2013-01-28
  Morgan Stanley
  Omaha, NE
• 1999-07-31 → 2009-06-01
  Citigroup Global Markets Inc.
  Omaha, NE
  Omaha, NE

Other Businesses

(1) SODAUG LLC; 21810 HASCALL ST ELKHORN NE 68022; PARTIAL OWNERSHIP OF COFFEE STORES; 06/24/14 TO 06/01/54; OWNER - PASSIVE; NO DUTIES PERFORMED; 0 HOURS DEVOTED TO ACTIVITY. (2) Fellowship of Christian Athletes Omaha; Omaha, NE; Committee/Council Member; Will be helping make decisions regarding fundraising for the Charity, February 1, 2012; 0 hours devoted to activity.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-03-31
• S63 Uniform Securities Agent State Law Examination
  1999-03-18

Other Names

• Mat Rose
• Matt Rose
• Matthew Charles Rose