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Nicholas Andrew Faulkner

Testament Wealth Management

Cary, NC

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Current Employers
Testament Wealth Management

1014 High House Rd. Suite 102, Cary, NC 27513 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-03-23
  • NC RA
    APPROVED
    Since 2026-03-23

Branch Locations

1014 High House Rd. Suite 102, Cary, NC 27513 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Beacon Financial Strategies Corp Raleigh NC 06/2018 01/2022
Pathfinder Wealth Consulting Wilmington NC 01/2018 05/2018
Mutual Of Omaha Wilmington NC 10/2017 01/2018
Dimensional Fund Advisors Charlotte NC 01/2022 07/2024
Triangle Wealth Management Raleigh NC 08/2024 03/2025
Integra Wealth, Llc Chattanooga TN 04/2025 03/2026
Testament Wealth Management, Llc Cary NC 03/2026 Present
Country Club Of Landfall Wilmington NC 10/2015 10/2017
  • 06/2018 → 01/2022
    Beacon Financial Strategies Corp
    Raleigh, NC
  • 01/2018 → 05/2018
    Pathfinder Wealth Consulting
    Wilmington, NC
  • 10/2017 → 01/2018
    Mutual Of Omaha
    Wilmington, NC
  • 01/2022 → 07/2024
    Dimensional Fund Advisors
    Charlotte, NC
  • 08/2024 → 03/2025
    Triangle Wealth Management
    Raleigh, NC
  • 04/2025 → 03/2026
    Integra Wealth, Llc
    Chattanooga, TN
  • 03/2026 → Present
    Testament Wealth Management, Llc
    Cary, NC
  • 10/2015 → 10/2017
    Country Club Of Landfall
    Wilmington, NC
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-04-22
S65 Uniform Investment Adviser Law Examination 2019-01-03
  • S63 Uniform Securities Agent State Law Examination
    2022-04-22
  • S65 Uniform Investment Adviser Law Examination
    2019-01-03
Designations
Other Names
  • Nicholas Faulkner
  • Nick Andrew Faulkner

View on SEC IAPD

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BRODIE WEALTH MANAGEMENT

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DEREK THOMPSON WILLIAMS
JASON WILLIAM CARTER
Kashif Osman
Ibraheem Wael Ahmad Amin
Robert Sidney Larson
Karena Lyn Bagwell

Other Offices

VERATIS ADVISORS, INC. · CARY, NC
RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC

More in Cary, NC

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