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Derek Thompson Williams

Veratis Advisors, Inc.

Cary, NC

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Current Employers
Veratis Advisors, Inc.

1400 Crescent Green Suite 110, Cary, NC 27518-8118 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-06-14
  • NC RA
    APPROVED
    Since 2023-06-14

Branch Locations

1400 Crescent Green Suite 110, Cary, NC 27518-8118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Durham NC 10/2015 07/2018
Fidelity Investments Boston MA 10/2017 01/2019
Cook Wealth Management Group Llc Raleigh NC 10/2020 05/2023
Veratis Advisors, Inc. Cary NC 06/2023 Present
Cook Wealth Management Group Llc Raleigh NC 01/2019 10/2020
Fidelity Investments Boston MA 06/2016 10/2017
  • 10/2015 → 07/2018
    Fidelity Brokerage Services Llc
    Durham, NC
  • 10/2017 → 01/2019
    Fidelity Investments
    Boston, MA
  • 10/2020 → 05/2023
    Cook Wealth Management Group Llc
    Raleigh, NC
  • 06/2023 → Present
    Veratis Advisors, Inc.
    Cary, NC
  • 01/2019 → 10/2020
    Cook Wealth Management Group Llc
    Raleigh, NC
  • 06/2016 → 10/2017
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2019-01-07 → 2023-06-08
    Cook Wealth, Llc
    Raleigh, NC
  • 2018-07-13 → 2019-01-09
    Fidelity Personal And Workplace Advisors
    Boston, MA
  • 2017-05-03 → 2018-07-13
    Strategic Advisers Llc
    Durham, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-09
  • S66 Uniform Combined State Law Examination
    2016-05-09
Designations

View on SEC IAPD

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JASON WILLIAM CARTER
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Ibraheem Wael Ahmad Amin
Robert Sidney Larson
Karena Lyn Bagwell
Nathan Bruce Plott

Other Offices

RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC
BRODIE WEALTH MANAGEMENT · CARY, NC

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