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Jason William Carter

Veratis Advisors, Inc.

Cary, NC

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Current Employers
Veratis Advisors, Inc.

1400 Crescent Green Suite 110, Cary, NC 27518-8118 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2017-01-09
  • NC RA
    APPROVED
    Since 2017-01-09

Branch Locations

1400 Crescent Green Suite 110, Cary, NC 27518-8118 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 04/2013 12/2016
First Allied Advisory Services, Inc. Chesterfield MO 04/2013 12/2016
Veratis Institutional Advisors Cary NC 01/2017 Present
Schwarzwald, Llc Wake Forest NC 08/2015 08/2019
Financial Directions Group, Inc. Cary NC 04/2013 12/2016
  • 04/2013 → 12/2016
    First Allied Securities, Inc.
    San Diego, CA
  • 04/2013 → 12/2016
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 01/2017 → Present
    Veratis Institutional Advisors
    Cary, NC
  • 08/2015 → 08/2019
    Schwarzwald, Llc
    Wake Forest, NC
  • 04/2013 → 12/2016
    Financial Directions Group, Inc.
    Cary, NC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-28
S63 Uniform Securities Agent State Law Examination 2009-03-16
  • S65 Uniform Investment Adviser Law Examination
    2009-09-28
  • S63 Uniform Securities Agent State Law Examination
    2009-03-16
Designations

View on SEC IAPD

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Robert Sidney Larson
Karena Lyn Bagwell
Nathan Bruce Plott

Other Offices

RFG ADVISORY, LLC · Cary, NC
EDWARD JONES · CARY, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Cary, NC
TRUIST ADVISORY SERVICES, INC. · CARY, NC
COMPERIO RETIREMENT CONSULTING, INC. · CARY, NC
WEALTHSHIELD PARTNERS, LLC · CARY, NC
BRODIE WEALTH MANAGEMENT · CARY, NC

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