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10809 Executive Center Drive Suite 310, Little Rock, AR 72211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AR | RA | APPROVED | 2026-06-16 |
| TX | RA | APPROVED | 2026-06-16 |
Branch Locations
10809 Executive Center Drive Suite 310, Little Rock, AR 72211 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The Ozarks | Little Rock | AR | 04/2016 | 01/2018 |
| Stephens Inc. | Little Rock | AR | 01/2018 | 07/2021 |
| Stan Miller Law Group | Little Rock | AR | 07/2021 | 05/2023 |
| L Jennings Law Pllc | Magnolia | AR | 05/2023 | Present |
| Caprock Wealth Management Llc | Little Rock | AR | 06/2026 | Present |
| Jennings Investment Group Llc | Little Rock | AR | 07/2015 | Present |
1) Name: L Jennings Law PLLC Address: 535 E Main, Magnolia, AR Nature of Business: Law Firm Investment-related: No Title: Owner, Attorney Position/Duties: Lawyer Start Date: 05/2023 Number of Hours/Month: 40 Number of Hours/Month During Trading Hours: 0 2) Name: Jennings Investment Group LLC Address: 535 E Main, Magnolia, AR Nature of Business: Real Estate Investment-related: No Title: Owner Position/Duties: Office Building Owner Start Date: 07/2015 Number of Hours/Month: 0 Number of Hours/Month During Trading Hours: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-04-13 |
| S63 | Uniform Securities Agent State Law Examination | 2018-07-11 |
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