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Austin Parker Flatt

First Kentucky Securities Corporation

Lexington, KY

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Current Employers
First Kentucky Securities Corporation

4360 Brownsboro Road Suite 300, Louisville, KY 40207 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-27
  • KY RA
    APPROVED
    Since 2025-01-27

Branch Locations

1500 Leestown Road Suite 330, Lexington, KY 40511 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Kentucky Securities Corporation Lexington KY 01/2018 Present
Challenger Naperville IL 05/2013 08/2017
University Of Kentucky Lexington KY 08/2015 05/2019
Other Businesses

DBA H2F

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-02-13
S63 Uniform Securities Agent State Law Examination 2019-09-20
  • S65 Uniform Investment Adviser Law Examination
    2020-02-13
  • S63 Uniform Securities Agent State Law Examination
    2019-09-20
Other Names
  • Austin P Flatt

View on SEC IAPD

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MICHAEL JAMES BROWNELL
JASON CHRISTOPHER GRESHAM
JAMES CARL GRAY
MARC ALLEN MOORE
AARON WILLIAM SEYFRIED
CARL LEE JINRIGHT
GEORGE DAVID PIERCE
JAMES MICHAEL THOMPSON

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · LEXINGTON, KY
WEALTH MANAGEMENT OF THE BLUEGRASS, LLC. · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY
CETERA INVESTMENT ADVISERS LLC · LEXINGTON, KY
INVEST INC. · LEXINGTON, KY
EAGLE STRATEGIES LLC · LEXINGTON, KY
LPL ENTERPRISE, LLC · LEXINGTON, KY
LPL FINANCIAL LLC · LEXINGTON, KY

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