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Current Employers
Midwest Capital Financial Advisors, Llc

226 N 12Th St, Decatur, IN 46733 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-08-18
OH RA APPROVED 2025-08-05
  • IN RA
    APPROVED
    Since 2025-08-18
  • OH RA
    APPROVED
    Since 2025-08-05

Branch Locations

226 N 12Th St, Decatur, IN 46733 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T Mobile Fort Wayne IN 05/2011 08/2017
Midwest Eco Technologies Delphos OH 08/2017 12/2017
Unemployed Decatur IN 12/2017 03/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2018 06/2018
Northwestern Mutual Investment Services Llc Fort Wayne IN 03/2018 06/2018
Transamerica Fort Wayne IN 06/2018 07/2022
T-Mobile Fort Wayne IN 07/2022 03/2023
Self Employed Decatur IN 07/2022 04/2023
Midwest Capital Resources Decatur IN 04/2023 Present
Collins Mobile Llc Marion IN 09/2022 10/2024
  • 05/2011 → 08/2017
    T Mobile
    Fort Wayne, IN
  • 08/2017 → 12/2017
    Midwest Eco Technologies
    Delphos, OH
  • 12/2017 → 03/2018
    Unemployed
    Decatur, IN
  • 03/2018 → 06/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2018 → 06/2018
    Northwestern Mutual Investment Services Llc
    Fort Wayne, IN
  • 06/2018 → 07/2022
    Transamerica
    Fort Wayne, IN
  • 07/2022 → 03/2023
    T-Mobile
    Fort Wayne, IN
  • 07/2022 → 04/2023
    Self Employed
    Decatur, IN
  • 04/2023 → Present
    Midwest Capital Resources
    Decatur, IN
  • 09/2022 → 10/2024
    Collins Mobile Llc
    Marion, IN
Other Businesses

Midwest Capital Resources, Inc., non-investment related, 226 N 12th St, Decatur IN 46733. Insurance agency. Position and title : Insurance agent. Start date 04/01/2023. 80 hours per month; 80 hours per month during trading hours. Sales and servicing on non-registered insurance products.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-04
  • S65 Uniform Investment Adviser Law Examination
    2025-08-04
Other Names
  • Jerry Baughman

View on SEC IAPD

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