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Michael Alan Hamilton

Midwest Capital Financial Advisors, LLC

Decatur, IN

CRD 2002424

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Employer firm

Midwest Capital Financial Advisors, LLC CRD 307447

$16.6M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Midwest Capital Financial Advisors, Llc

226 N 12Th St, Decatur, IN 46733 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-03-06
IN RA APPROVED 2020-02-13
  • OH RA
    APPROVED
    Since 2023-03-06
  • IN RA
    APPROVED
    Since 2020-02-13

Branch Locations

226 N 12Th St, Decatur, IN 46733 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Moneyblock Chicago IL 08/2012 11/2021
Midwest Capital Resources Inc Decatur IN 01/2008 Present
Midwest Capital Financial Advisors Llc Decatur IN 03/2020 Present
Fortune Financial Services Monaca PA 11/2021 Present
  • 08/2012 → 11/2021
    Moneyblock
    Chicago, IL
  • 01/2008 → Present
    Midwest Capital Resources Inc
    Decatur, IN
  • 03/2020 → Present
    Decatur, IN
  • 11/2021 → Present
    Fortune Financial Services
    Monaca, PA
Previous Registrations
  • 2012-09-11 → 2020-05-29
    Tradingblock
    Chicago, IL
    Chicago, IL
    Decatur, IN
    Newbury Park, CA
    Decatur, IN
    Newbury Park, CA
  • 2009-06-19 → 2012-09-06
    Brokersxpress Llc
    Newbury Park, CA
    Van Wert, OH
    Chicago, IL
    Decatur, IN
  • 2005-08-11 → 2006-09-29
    Walnut Street Securities, Inc.
    Van Wert, OH
Other Businesses

1) MIDWEST CAPITAL RESOURCES, INC/INSURANCE AGENT/PRESIDENT/OWNER - SALES AND SERVICING OF NON-REGISTERED INSURANCE PRODUCTS. START DATE 01/01/08, APPROX 40HRS PER MONTH,NOT INVESTMENT RELATED. 2) Added to existing Outside business activity - non- investment related Insurance consulting for a fee. 3) Midwest Capital Properties, LLC non-investment related, LLC formed to hold commercial Property, spending few hours per month. 4) 100% Owner of my own Registered Investment Adviser firm called Midwest Capital Financial Advisors, LLC.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-18
S63 Uniform Securities Agent State Law Examination 1989-11-17
  • S66 Uniform Combined State Law Examination
    2009-06-18
  • S63 Uniform Securities Agent State Law Examination
    1989-11-17
Other Names
  • Michael A Hamilton
  • Mike Hamilton

View on SEC IAPD

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