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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-10-11
  • FL RA
    APPROVED
    Since 2021-10-11

Branch Locations

12440 Pines Blvd, Pembroke Pines, FL 33027 • United States

396 Alhambra Cir 8Th Fl [D2-Rbo], Coral Gables, FL 33134 • United States

2929 Aventura Blvd, Aventura, FL 33180 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Miami Lakes FL 02/2015 Present
Wells Fargo Clearing Services Llc Miami Lakes FL 01/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-26
S63 Uniform Securities Agent State Law Examination 2018-05-16
  • S66 Uniform Combined State Law Examination
    2021-01-26
  • S63 Uniform Securities Agent State Law Examination
    2018-05-16
Other Names
  • Giselle Hernandezpavon

View on SEC IAPD

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