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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-04-27
TX RA APPROVED 2020-06-10
FL RA APPROVED 2019-09-11
  • NY RA
    APPROVED
    Since 2022-04-27
  • TX RA
    APPROVED
    Since 2020-06-10
  • FL RA
    APPROVED
    Since 2019-09-11

Branch Locations

14916 Pines Blvd, Pembroke Pines, FL 33027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bronx NY 06/2016 08/2018
J.P. Morgan Securites Llc Cooper City FL 06/2019 Present
Jp Morgan Chase Bank, N.A. Cooper City FL 06/2019 Present
Jp Morgan Chase Miami Shores FL 08/2018 05/2019
Woodycrest Llc Miramar FL 04/2021 10/2023
231 Sw 116Th Ave Llc Pembroke FL 05/2025 Present
710 Heather Lake Ave Llc Cape Coral FL 07/2025 Present
Pen Lauderdale Llc Pembroke Pines FL 06/2026 Present
  • 06/2016 → 08/2018
    Jp Morgan Chase
    Bronx, NY
  • 06/2019 → Present
    J.P. Morgan Securites Llc
    Cooper City, FL
  • 06/2019 → Present
    Jp Morgan Chase Bank, N.A.
    Cooper City, FL
  • 08/2018 → 05/2019
    Jp Morgan Chase
    Miami Shores, FL
  • 04/2021 → 10/2023
    Woodycrest Llc
    Miramar, FL
  • 05/2025 → Present
    231 Sw 116Th Ave Llc
    Pembroke, FL
  • 07/2025 → Present
    710 Heather Lake Ave Llc
    Cape Coral, FL
  • 06/2026 → Present
    Pen Lauderdale Llc
    Pembroke Pines, FL
Other Businesses

Entity Name: Pen Lauderdale LLC Investment related: No Address: 2114 N Flamingo Rd 547 Pembroke Pines FL 33028 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My husband and I own a rental property that we lease to tenants. The day-to-day time commitment is minimal, and our involvement is primarily administrative. Each month, we manage the rent collection and handle the routine financial responsibilities for the property, including paying the mortgage and covering operating expenses such as utilities, insurance, taxes, HOA dues, and maintenance costs. Entity Name: Pena Legacy Holdings Investment related: No Address: 2114 N Flamingo Road Pembroke Pines, FL Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 04/30/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Peña Legacy Holdings serves as an administrative and management entity for our two investment properties, overseeing operational coordination, financial oversight, and property-related logistics. Its purpose is to support efficient management and long-term asset preservation, without engaging in any regulated financial advisory or client-facing activities. Entity Name: 710 Heather Lake Ave LLC Investment related: No Address: Cape Coral Fl Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a single family home that will be rented for long term rental. My spouse will be the joint owner of the property and will be the joint member in the LLC. Entity Name: 231 SW 116th Ave LLC Investment related: No Address: Pembroke Pines, FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/20/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Both my husband and I are employees of JP Morgan Chase and serve as member managers of our LLC which is structured as a rental property.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-15
S63 Uniform Securities Agent State Law Examination 2013-06-18
  • S66 Uniform Combined State Law Examination
    2019-08-15
  • S63 Uniform Securities Agent State Law Examination
    2013-06-18
Other Names
  • Jennifer Soriano

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