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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2022-04-27 |
| TX | RA | APPROVED | 2020-06-10 |
| FL | RA | APPROVED | 2019-09-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase | Bronx | NY | 06/2016 | 08/2018 |
| J.P. Morgan Securites Llc | Cooper City | FL | 06/2019 | Present |
| Jp Morgan Chase Bank, N.A. | Cooper City | FL | 06/2019 | Present |
| Jp Morgan Chase | Miami Shores | FL | 08/2018 | 05/2019 |
| Woodycrest Llc | Miramar | FL | 04/2021 | 10/2023 |
| 231 Sw 116Th Ave Llc | Pembroke | FL | 05/2025 | Present |
| 710 Heather Lake Ave Llc | Cape Coral | FL | 07/2025 | Present |
| Pen Lauderdale Llc | Pembroke Pines | FL | 06/2026 | Present |
Entity Name: Pen Lauderdale LLC Investment related: No Address: 2114 N Flamingo Rd 547 Pembroke Pines FL 33028 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 06/15/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My husband and I own a rental property that we lease to tenants. The day-to-day time commitment is minimal, and our involvement is primarily administrative. Each month, we manage the rent collection and handle the routine financial responsibilities for the property, including paying the mortgage and covering operating expenses such as utilities, insurance, taxes, HOA dues, and maintenance costs. Entity Name: Pena Legacy Holdings Investment related: No Address: 2114 N Flamingo Road Pembroke Pines, FL Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 04/30/2026 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: The Peña Legacy Holdings serves as an administrative and management entity for our two investment properties, overseeing operational coordination, financial oversight, and property-related logistics. Its purpose is to support efficient management and long-term asset preservation, without engaging in any regulated financial advisory or client-facing activities. Entity Name: 710 Heather Lake Ave LLC Investment related: No Address: Cape Coral Fl Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a single family home that will be rented for long term rental. My spouse will be the joint owner of the property and will be the joint member in the LLC. Entity Name: 231 SW 116th Ave LLC Investment related: No Address: Pembroke Pines, FL Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 05/20/2025 Approximate # of hours a Week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Both my husband and I are employees of JP Morgan Chase and serve as member managers of our LLC which is structured as a rental property.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2013-06-18 |
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