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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-12-02 |
| TX | RA | APPROVED | 2022-10-13 |
Branch Locations
16350 Pines Blvd, Pembroke Pines, FL 33027 • United States
18291 Pines Blvd, Pembroke Pines, FL 33029 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pembroke Pines | FL | 05/2016 | Present |
Roca USA Enterprises LLC Non-Investment Related. 290 Racquet Club Road Apt 105 Weston FL 33326. Business Cleaning Services. Listed as a owner for emergency purposes by my mother who manages the business by herself. Zero hours devoted. No duties expected of me, only emergency based.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-30 |
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