Best Investors Account Sign in

Mohammad Reza Shabani

J.P. Morgan Securities LLC

Concord, CA

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-19
CA RA APPROVED 2022-08-08
  • TX RA
    APPROVED
    Since 2024-01-19
  • CA RA
    APPROVED
    Since 2022-08-08

Branch Locations

5430 Ygnacio Valley Rd, Concord, CA 94521 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Orinda CA 12/2015 07/2019
Wells Fargo Clearing Services Llc Orinda CA 01/2018 07/2019
J.P. Morgan Securities Llc Concord CA 07/2019 Present
Jpmorgan Chase Bank, N.A. Concord CA 07/2019 Present
  • 12/2015 → 07/2019
    Wells Fargo Bank Na
    Orinda, CA
  • 01/2018 → 07/2019
    Wells Fargo Clearing Services Llc
    Orinda, CA
  • 07/2019 → Present
    J.P. Morgan Securities Llc
    Concord, CA
  • 07/2019 → Present
    Jpmorgan Chase Bank, N.A.
    Concord, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-07-25
S63 Uniform Securities Agent State Law Examination 2018-05-17
  • S66 Uniform Combined State Law Examination
    2022-07-25
  • S63 Uniform Securities Agent State Law Examination
    2018-05-17
Other Names
  • Mohammadreza Shabani
  • Mohammad Reza Shabani
  • Reza Shabani

View on SEC IAPD

Other Firms

ASSETMARK, INC.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
INVESTMENT GROWTH MANAGEMENT, INC
WELLS FARGO CLEARING SERVICES, LLC
TECHFELLOWS MANAGEMENT, LLC
EDWARD JONES
PFS INVESTMENTS INC.
D & T FINANCIAL ADVISORS, INC.

Other Investors

MICHAEL KIM
JOHN ALLEN BUCHANAN
BRADLEY ALLEN
JASON ELLIOT CADELL
DYLAN ALEXANDER SCHLOTT
JENNIFER LINDA ADAMS
Joseph Patrick Condon
KEITH DAVID STEMPEL

Other Offices

ASSETMARK, INC. · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
INVESTMENT GROWTH MANAGEMENT, INC · Concord, CA
WELLS FARGO CLEARING SERVICES, LLC · CONCORD, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · CONCORD, CA
TECHFELLOWS MANAGEMENT, LLC · CONCORD, CA
EDWARD JONES · Concord, CA
PFS INVESTMENTS INC. · CONCORD, CA

More in Concord, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor