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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-13
FL RA APPROVED 2021-07-15
  • TX RA
    APPROVED
    Since 2022-07-13
  • FL RA
    APPROVED
    Since 2021-07-15

Branch Locations

800 N Magnolia Ave Ste 1401, Orlando, FL 32803 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Lake Helen FL 09/2013 Present
Wells Fargo Clearing Services, Llc Lake Helen FL 01/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-14
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S66 Uniform Combined State Law Examination
    2021-07-14
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Richard Allen Domroski
  • Richard A Domroski
  • Richard Domroski

View on SEC IAPD

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