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Arturo Romo

Pnc Wealth Management LLC

Columbia, MD

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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2026-05-13
  • MD RA
    APPROVED
    Since 2026-05-13

Branch Locations

6130 Columbia Crossing Circle, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc. Elkridge MD 01/2018 04/2026
Wells Fargo Bank Na Elkridge MD 12/2016 04/2026
Unemployed Jessup MD 07/2016 11/2016
Pnc Wealth Management Columbia MD 05/2026 Present
Pnc Bank Columbia MD 05/2026 Present
  • 01/2018 → 04/2026
    Wells Fargo Clearing Services, Llc.
    Elkridge, MD
  • 12/2016 → 04/2026
    Wells Fargo Bank Na
    Elkridge, MD
  • 07/2016 → 11/2016
    Unemployed
    Jessup, MD
  • 05/2026 → Present
    Pnc Wealth Management
    Columbia, MD
  • 05/2026 → Present
    Pnc Bank
    Columbia, MD
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-01-29
S63 Uniform Securities Agent State Law Examination 2019-01-03
  • S65 Uniform Investment Adviser Law Examination
    2019-01-29
  • S63 Uniform Securities Agent State Law Examination
    2019-01-03

View on SEC IAPD

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Other Investors

KEVIN MICHAEL LINK
CHRISTOPHER ANTHONY SCHIPSKE
CHRISTOPHER ANTHONY SADOWSKI
YA MENG
EMELIA ADUTWUMWAA SARBENG
ZHIYUAN ZHANG
Yan Zhang
NIANKE MA

Other Offices

CETERA INVESTMENT ADVISERS LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia , MD
TRANSAMERICA FINANCIAL ADVISORS, LLC · COLUMBIA, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
MML INVESTORS SERVICES, LLC · Columbia, MD
WHITE OAK WEALTH MANAGEMENT · COLUMBIA, MD
WELLS FARGO CLEARING SERVICES, LLC · COLUMBIA, MD

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