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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-06-22
CA RA APPROVED 2018-06-19
  • TX RA
    APPROVED_RES
    Since 2018-06-22
  • CA RA
    APPROVED
    Since 2018-06-19

Branch Locations

101 S Rodeo Dr, Beverly Hills, CA 90212 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Beverly Hills CA 01/2018 Present
Tsl Adventures Troy NY 04/2012 12/2017
Twill Albany NY 09/2013 01/2018
Bank Of America, N.A. Beverly Hills CA 05/2018 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-13
  • S66 Uniform Combined State Law Examination
    2018-06-13
Other Names
  • Zachary Halloran

View on SEC IAPD

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