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Benjamin Louis Hrabak

Wells Fargo Clearing Services, LLC

Minneapolis, MN

Duluth, MN

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-05-06
MN RA APPROVED 2021-01-20
  • TX RA
    APPROVED
    Since 2021-05-06
  • MN RA
    APPROVED
    Since 2021-01-20

Branch Locations

90 S 7Th St 10Th & 11Th Fls [Ge-Rbo], Minneapolis, MN 55402 • United States

1502 London Rd Ste 210, Duluth, MN 55812 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc Duluth MN 09/2019 Present
Unemployed Duluth MN 05/2019 09/2019
University Of St. Thomas St. Paul MN 09/2015 05/2019
University Of St. Thomas Phone Center St. Paul MN 08/2015 05/2019
Northwestern Mutual Milwaukee WI 06/2018 07/2018
Duluth Hockey Company Duluth MN 09/2019 09/2020
  • 09/2019 → Present
    Wells Fargo Clearing Services, Llc
    Duluth, MN
  • 05/2019 → 09/2019
    Unemployed
    Duluth, MN
  • 09/2015 → 05/2019
    University Of St. Thomas
    St. Paul, MN
  • 08/2015 → 05/2019
    University Of St. Thomas Phone Center
    St. Paul, MN
  • 06/2018 → 07/2018
    Northwestern Mutual
    Milwaukee, WI
  • 09/2019 → 09/2020
    Duluth Hockey Company
    Duluth, MN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-20
S63 Uniform Securities Agent State Law Examination 2019-03-26
  • S65 Uniform Investment Adviser Law Examination
    2019-06-20
  • S63 Uniform Securities Agent State Law Examination
    2019-03-26
Other Names
  • Benjamin Hrabak

View on SEC IAPD

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