Scott Andrew Utterback

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 01/2022
  Lpl Financial Llc
  New Hope, PA
• 07/2019 → 11/2019
  Bbd, Llp
  Philadelphia, PA
• 02/2015 → 06/2019
  Warminster Municipal Authority
  Warminster, PA
• 01/2018 → 01/2022
  Penn Wealth Accounting Group
  New Hope, PA
• 01/2017 → 05/2019
  Delaware Valley University
  New Britain, PA
• 01/2016 → 05/2019
  Delaware Valley University
  New Britain, PA
• 01/2022 → Present
  Ameriprise Financial Services Llc
  New Hope, PA

Previous Registrations

• 2020-11-19 → 2022-02-09
  Lpl Financial Llc
  New Hope, PA

Other Businesses

Board of Directors; Warrington Township Volunteer Fire Company; Treasurer; 2310 Freedoms Way, , Warrington, PA, 18976; Investment-Related; 12/01/2021; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Penn Wealth Accounting Group; Tax Preparer - Prepare tax returns.; ; 6444 Lower York Road, , New Hope, PA, 18938; Not Investment-Related; 12/02/2019; 10 to 19 hours per month; 1 to 9 during trading hours / Penn Wealth Planning, LLC; Associate Financial Advisor; Manage advisory business; 6444 Lower York Rd, , New Hope, PA, 18938; Investment-Related; 12/02/2019; 60 hours per month; 60 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2020-11-18

Other Names

• Scott Utterback
• Scott Andrew Utterback