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Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2022-12-16
TX RA APPROVED 2022-12-16
  • PA RA
    APPROVED
    Since 2022-12-16
  • TX RA
    APPROVED
    Since 2022-12-16

Branch Locations

100 Vanguard Blvd, Malvern, PA 19355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Luigi & Giovannis Newtown Square PA 08/2012 12/2017
The Vanguard Group, Inc. Malvern PA 02/2018 Present
Pennsylvania State University State College PA 08/2014 05/2017
  • 08/2012 → 12/2017
    Luigi & Giovannis
    Newtown Square, PA
  • 02/2018 → Present
    The Vanguard Group, Inc.
    Malvern, PA
  • 08/2014 → 05/2017
    Pennsylvania State University
    State College, PA
Other Businesses

EMPLOYEE OF THE VANGUARD GROUP, INC. (PARENT COMPANY OF VANGUARD MARKETING CORPORATION) 100 VANGUARD BLVD, MALVERN, PA 19355

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-13
S63 Uniform Securities Agent State Law Examination 2018-04-05
  • S66 Uniform Combined State Law Examination
    2022-10-13
  • S63 Uniform Securities Agent State Law Examination
    2018-04-05
Other Names
  • Kelly Mcguire

View on SEC IAPD

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