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Henry Hien Phan

Kera Capital Partners

San Jose, CA

Chicago, IL

CRD 6906295

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Employer firm

Kera Capital Partners CRD 312875

$1.36B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kera Capital Partners

1760 The Alameda, San Jose, CA 95126 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-12-19
CA RA APPROVED 2021-03-10
  • IL RA
    APPROVED
    Since 2022-12-19
  • CA RA
    APPROVED
    Since 2021-03-10

Branch Locations

1760 The Alameda, San Jose, CA 95126 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kera Capital Partners, Inc. San Jose CA 01/2021 Present
Unemployed Minor San Jose CA 03/2011 08/2017
Student San Francisco CA 08/2017 06/2020
Nfluence Partners San Francisco CA 01/2020 12/2020
Vista Wealth Management San Francisco CA 07/2019 01/2020
Morgan Stanley Menlo Park CA 07/2018 05/2019
Axa Advisors San Francisco CA 01/2018 06/2018
  • 01/2021 → Present
    Kera Capital Partners, Inc.
    San Jose, CA
  • 03/2011 → 08/2017
    Unemployed Minor
    San Jose, CA
  • 08/2017 → 06/2020
    Student
    San Francisco, CA
  • 01/2020 → 12/2020
    Nfluence Partners
    San Francisco, CA
  • 07/2019 → 01/2020
    Vista Wealth Management
    San Francisco, CA
  • 07/2018 → 05/2019
    Morgan Stanley
    Menlo Park, CA
  • 01/2018 → 06/2018
    Axa Advisors
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-01-22
  • S65 Uniform Investment Adviser Law Examination
    2021-01-22
Other Names
  • Henry-Hien Thich Phan

View on SEC IAPD

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Nearby Offices

J.P. MORGAN SECURITIES LLC · SAN JOSE, CA
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