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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2018-06-06
  • MO RA
    APPROVED
    Since 2018-06-06

Branch Locations

501 North Broadway, St. Louis, MO 63102 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Financial St. Louis MO 01/2018 Present
Tomerlin Law Office East Alton IL 05/2014 01/2018
  • 01/2018 → Present
    Stifel Financial
    St. Louis, MO
  • 05/2014 → 01/2018
    Tomerlin Law Office
    East Alton, IL
Other Businesses

1. Illinois High School Association; 2715 McGraw Drive Bloomington IL 61704; Overseeing high school sports in the state of Illinois; Sports Official; Sports Officiating; 06/01/2011; 150.00 Hour(s) Per Year; not during securities trading hours; Not Investment-Related. 2. St. Paul's Cemetery Assn., Inc.; 9A Professional Park Dr., Maryville, IL 62062; Trustee; Management of St. Paul's Cemetery; 01/28/2019; 10 hours per year; not during securities trading hours; not investment-related. 3. St James Lutheran Church Glen Carbon, 146 N Main St, Glen Carbon, IL 62034; Finance Committee; Member of the Finance Committee; Oversight of church investment activities; 12/15/2021; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related. 4. Legal referral compensation 2023

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-05
  • S66 Uniform Combined State Law Examination
    2018-06-05

View on SEC IAPD

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