Best Investors Account Sign in
Claim This Profile
Employer firm

Walser Wealth Management Company, A Limited Liability Company CRD 206518

$344M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Walser Wealth Management Company, A Limited Liability Company

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-16
  • FL RA
    APPROVED
    Since 2024-09-16

Branch Locations

111 W. Oak Avenue Ste 450, Tampa, FL 33602 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Sarasota FL 01/2018 06/2018
Rodizio Steakhouse Sarasota FL 06/2017 01/2018
Geckos Pub And Grill Sarasota FL 01/2017 06/2017
Dave And Buster's Orlando FL 07/2016 01/2017
Lpl Financial, Llc Tampa FL 05/2018 10/2020
Northbridge Financial Group, Llc Tampa FL 10/2020 06/2022
Walser Wealth Management Company Tampa FL 07/2024 Present
Sabal Trust Company St. Petersburg FL 06/2022 07/2024
  • 01/2018 → 06/2018
    Northwestern Mutual
    Sarasota, FL
  • 06/2017 → 01/2018
    Rodizio Steakhouse
    Sarasota, FL
  • 01/2017 → 06/2017
    Geckos Pub And Grill
    Sarasota, FL
  • 07/2016 → 01/2017
    Dave And Buster's
    Orlando, FL
  • 05/2018 → 10/2020
    Tampa, FL
  • 10/2020 → 06/2022
    Northbridge Financial Group, Llc
    Tampa, FL
  • 07/2024 → Present
    Walser Wealth Management Company
    Tampa, FL
  • 06/2022 → 07/2024
    Sabal Trust Company
    St. Petersburg, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-06
  • S66 Uniform Combined State Law Examination
    2019-04-06
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Tampa, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor