Donald P Qualters

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 12/2016
  Northern Lights Distributors, Llc
  Omaha, NE
• 01/2017 → 12/2017
  First Dominion Capital Corp
  Richmond, VA
• 02/2018 → 10/2024
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 03/2018 → 10/2024
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 10/2024 → Present
  Lpl Financial Llc
  Westlake, OH

Previous Registrations

• 2018-03-02 → 2024-10-18
  Cambridge Investment Research Advisors, Inc.
  Westlake, OH
  Austin, TX
  Westlake, OH
• 2001-01-01 → 2004-09-13
  Ubs Financial Services Inc.
  Beachwood, OH

Other Businesses

1. 12/01/2021- RLM185 LLC- Business Entity For Tax/Investment Purposes Only- OH 44202- 1 Hr Per Mnth- Start Date 12/01/2021 2. 12/30/2024- Balanced Asset Management- DBA for LPL Business (entity for LPL business)- At Reported Business Location (s)-Inv Rel- Start Date 01/01/2023- 200 hours per month/ 7 hours during trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-03-02
• S63 Uniform Securities Agent State Law Examination
  1999-04-26

Other Names

• Don Qualters
• Donald Paul Qualters
• Donald Paul Qualters