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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-02-27
  • FL RA
    APPROVED
    Since 2026-02-27

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ifs Securities Inc. Atlanta GA 10/2018 04/2019
Florida Financial Advisers Tampa FL 02/2018 04/2019
Citibank, N.A. Miami FL 08/2014 12/2017
Nordstrom Tampa FL 03/2019 07/2019
Transamerica Life Insurance Company St. Petersburg FL 07/2019 07/2023
Transamerica Investors Securities Corporation St. Petersbrug FL 08/2019 07/2023
Empower Financial Services, Inc Greenwood Village CO 10/2023 Present
  • 10/2018 → 04/2019
    Ifs Securities Inc.
    Atlanta, GA
  • 02/2018 → 04/2019
    Florida Financial Advisers
    Tampa, FL
  • 08/2014 → 12/2017
    Citibank, N.A.
    Miami, FL
  • 03/2019 → 07/2019
    Nordstrom
    Tampa, FL
  • 07/2019 → 07/2023
    Transamerica Life Insurance Company
    St. Petersburg, FL
  • 08/2019 → 07/2023
    Transamerica Investors Securities Corporation
    St. Petersbrug, FL
  • 10/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
Other Businesses

Company Name: Block Realty Group LLC Position: Registration Agent Non-Investment related; Real estate Less than 1 hour a month $0.00 annual compensation Company Name: Monat Global Corp. Position: Independent Contractor Start Date: 12/4/2019 Address: 3450 NW 115th Ave. Doral, FL 33178 Nature of Business: Non-Investment related; selling beauty products Hours/ Month Devoted during business hours: 0 Hours/ Month Devoted after business hours: Approx. 20 hours Duties: Selling beauty products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-12-29
S63 Uniform Securities Agent State Law Examination 2023-11-01
  • S66 Uniform Combined State Law Examination
    2025-12-29
  • S63 Uniform Securities Agent State Law Examination
    2023-11-01
Other Names
  • Ariel Jacqueline Diaz

View on SEC IAPD

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