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Aileen Li

Wells Fargo Clearing Services, LLC

St. Louis, MO

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-05-16
  • CA RA
    APPROVED
    Since 2026-05-16

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

301 University Ave 2Nd, 3Rd, & 4Th Fls [Nd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Millbrae CA 09/2016 Present
Wells Fargo Clearing Services Llc Millbrae CA 01/2018 Present
Mmmcc, Inc San Francisco CA 07/2012 09/2016
  • 09/2016 → Present
    Wells Fargo Bank Na
    Millbrae, CA
  • 01/2018 → Present
    Wells Fargo Clearing Services Llc
    Millbrae, CA
  • 07/2012 → 09/2016
    Mmmcc, Inc
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-05-15
S63 Uniform Securities Agent State Law Examination 2018-04-13
  • S66 Uniform Combined State Law Examination
    2026-05-15
  • S63 Uniform Securities Agent State Law Examination
    2018-04-13
Other Names
  • Aileen Li
  • Aiping Li
  • Aileen Aiping Li

View on SEC IAPD

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