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Timothy Michael Wallerius

Charles Schwab & Co., Inc.

Appleton, WI

Brookfield, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-07-29
WI RA APPROVED 2021-04-28
  • MN RA
    APPROVED
    Since 2024-07-29
  • WI RA
    APPROVED
    Since 2021-04-28

Branch Locations

1871 N. Casaloma Drive, Appleton, WI 54913-7980 • United States

305 S Moorland Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edward Jones St Louis MO 02/2018 01/2019
Nike Factory Store Oshkosh WI 10/2014 08/2017
Full-Time Education Oshkosh WI 09/2017 12/2017
Td Ameritrade Green Bay WI 03/2019 03/2021
Unemployed De Pere WI 01/2019 03/2019
Charles Schwab & Co., Inc. Appleton WI 03/2021 Present
Charles Schwab Bank, Ssb Appleton WI 03/2021 Present
  • 02/2018 → 01/2019
    Edward Jones
    St Louis, MO
  • 10/2014 → 08/2017
    Nike Factory Store
    Oshkosh, WI
  • 09/2017 → 12/2017
    Full-Time Education
    Oshkosh, WI
  • 03/2019 → 03/2021
    Td Ameritrade
    Green Bay, WI
  • 01/2019 → 03/2019
    Unemployed
    De Pere, WI
  • 03/2021 → Present
    Charles Schwab & Co., Inc.
    Appleton, WI
  • 03/2021 → Present
    Charles Schwab Bank, Ssb
    Appleton, WI
Previous Registrations
  • 2019-03-14 → 2021-01-11
    Td Ameritrade, Inc.
    Appleton, WI
  • 2019-03-14 → 2020-12-31
    Td Ameritrade Investment Management, Llc
    Green Bay, WI
  • 2018-05-29 → 2019-01-25
    Edward Jones
    Kewaunee, WI
    St Louis, MO
    Tempe, AZ
    De Pere, WI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-25
  • S66 Uniform Combined State Law Examination
    2018-05-25
Designations
Other Names
  • Timothy Wallerius

View on SEC IAPD

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MORGAN STANLEY · APPLETON, WI
PRIVATE CLIENT SERVICES, LLC · Appleton, WI
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KAMKO FINANCIAL · APPLETON, WI
ASC 401(K) MANAGEMENT · APPLETON, WI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · APPLETON, WI
CREATIVEONE SECURITIES, LLC · Appleton, WI
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