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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-01-14
GA RA APPROVED 2006-04-13
FL RA APPROVED 2006-04-11
AL RA APPROVED 2006-04-10
  • TX RA
    APPROVED_RES
    Since 2020-01-14
  • GA RA
    APPROVED
    Since 2006-04-13
  • FL RA
    APPROVED
    Since 2006-04-11
  • AL RA
    APPROVED
    Since 2006-04-10

Branch Locations

233 12Th Street, Suite 100-A, Columbus, GA 31901 • United States

202 North Lewis Street, Lagrange, GA 30240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co., Inc. La Grange GA 04/2006 Present
  • 04/2006 → Present
    Stifel Nicolaus & Co., Inc.
    La Grange, GA
Previous Registrations
Other Businesses

1. EAJ Farms LLC; 654 Lovic Davis Rd., Lagrange GA 30240; Purchase Real Estate; Owner/Manager; Farm Land; affiliation started 02/07/2017; 1.0 hours per day; not during securities trading hours; not investment-related. 2.Lockmist Properties LLC; 654 Lovic Davis, Lagrange, GA 30240; Manager/Member; 04/25/2018; 10.00 Hour(s) Per Year - not during securities trading hours; Investment-Related 3. Stillwater Holdings of LaGrange LLC; 202 North Lewis LaGrange, GA 30240; Real Estate; owner/manager; 10/31/2018; 5.00 Hour(s) Per Month; Not during securities trading hours; Investment-Related. 4. Personal timber property; 654 Lovic Davis LaGrange GA 30240; Selling timber on personal property; Owner of land; Overseeing property; 12/21/2023; 40hrs/year; Not during securities trading hours; Not Investment-Related 5. First Presbyterian Church of LaGrange; 120 Broad Street LaGrange GA 30240; Church; Trust Management Committee; Oversite of church funds with other committee members; 02/11/2025; 2 hrs/quarter; Not during securities trading hours; Not Investment-Related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1998-11-06
  • S66 Uniform Combined State Law Examination
    1998-11-06

View on SEC IAPD

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