Derek Mitchell Schroder

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2017 → 01/2024
  New York Life Insurance
  Hiawatha, IA
• 04/2018 → 01/2024
  Nylife Securities Llc
  Hiawatha, IA
• 02/2016 → 06/2018
  Care Initiatives
  West Des Moines, IA
• 01/2024 → Present
  Jerry Ask Investment Services
  Cedar Rapids, IA
• 01/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Cedar Rapids, IA
• 01/2024 → Present
  Raymond James Financial Services, Inc.
  Cedar Rapids, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-27
• S63 Uniform Securities Agent State Law Examination
  2018-09-18

Other Names

• Derek Schroder
• Derek Mitchel Schroder