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Derek Mitchell Schroder

Raymond James Financial Services Advisors, Inc

Cedar Rapids, IA

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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2024-01-29
  • IA RA
    APPROVED
    Since 2024-01-29

Branch Locations

4800 N River Blvd Ne Suite 100, Cedar Rapids, IA 52411 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Hiawatha IA 12/2017 01/2024
Nylife Securities Llc Hiawatha IA 04/2018 01/2024
Care Initiatives West Des Moines IA 02/2016 06/2018
Jerry Ask Investment Services Cedar Rapids IA 01/2024 Present
Raymond James Financial Services Advisors, Inc. Cedar Rapids IA 01/2024 Present
Raymond James Financial Services, Inc. Cedar Rapids IA 01/2024 Present
  • 12/2017 → 01/2024
    New York Life Insurance
    Hiawatha, IA
  • 04/2018 → 01/2024
    Nylife Securities Llc
    Hiawatha, IA
  • 02/2016 → 06/2018
    Care Initiatives
    West Des Moines, IA
  • 01/2024 → Present
    Jerry Ask Investment Services
    Cedar Rapids, IA
  • 01/2024 → Present
    Raymond James Financial Services Advisors, Inc.
    Cedar Rapids, IA
  • 01/2024 → Present
    Raymond James Financial Services, Inc.
    Cedar Rapids, IA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-01-27
S63 Uniform Securities Agent State Law Examination 2018-09-18
  • S65 Uniform Investment Adviser Law Examination
    2024-01-27
  • S63 Uniform Securities Agent State Law Examination
    2018-09-18
Other Names
  • Derek Schroder
  • Derek Mitchel Schroder

View on SEC IAPD

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ACCEL WEALTH MANAGEMENT
STATE FARM INVESTMENT MANAGEMENT CORP.
EDWARD JONES
LASALLE ST. INVESTMENT ADVISORS, L.L.C.
BFC PLANNING, INC.
BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC.

Other Investors

THOMAS THEO FOX
JEFFREY ALAN HILLEMAN
CORY ROBERT SCHIELTZ
THOMAS JOSEPH BURKE
ERIC MICHAEL KAESTNER
KYLE AMBROSE MCLAUGHLIN
BLAKE DANIEL HELMS
Noah Lee Nabb

Other Offices

OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
OSAIC WEALTH, INC. · CEDAR RAPIDS, IA
VALIC FINANCIAL ADVISORS, INC. · CEDAR RAPIDS, IA
ACCEL WEALTH MANAGEMENT · Cedar Rapids, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cedar Rapids, IA
EDWARD JONES · CEDAR RAPIDS, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Hiawatha, IA
LASALLE ST. INVESTMENT ADVISORS, L.L.C. · Hiawatha, IA

More in Cedar Rapids, IA

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