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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-14 |
| TX | RA | APPROVED | 2026-08-14 |
Branch Locations
9301 Corbin Ave. Ste. 1800, Northridge, CA 91324 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-01-22 |
| CA | RA | APPROVED | 2025-06-05 |
Branch Locations
9301 Corbin Ave Ste 1800, Northridge, CA 91324 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keever Vineyards | Napa | CA | 08/2019 | 11/2019 |
| Nextgen Federal Systems | Dayton | OH | 02/2019 | 05/2019 |
| Cleveland Research Company | Cleveland | OH | 05/2018 | 08/2018 |
| Wells Fargo Advisors | Dayton | OH | 01/2018 | 05/2018 |
| University Of Dayton School Of Business Administration | Dayton | OH | 03/2016 | 05/2019 |
| Western International Securities, Inc. | Pasadena | CA | 07/2020 | 06/2025 |
| University Of Dayton | Dayton | OH | 08/2015 | 05/2019 |
| Extended Travel | Northridge | CA | 05/2019 | 08/2019 |
| Extended Travel | Northridge | CA | 11/2019 | 07/2020 |
| Lpl Financial Llc | Northridge | CA | 06/2025 | 08/2026 |
| Cetera Wealth Services, Llc | El Segundo | CA | 08/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 02/2024; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: none; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: DEYOUNG WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL ADVISORY, FINANCIAL PLANNING, WEALTH MANAGEMENT; START DATE: 08/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: OFFERING SECURITIES, ADVISORY, AND FINANCIAL PLANNING SERVICES; 3. NAME OF OTHER BUSINESS: SIERRA RIDGE ADVISOR GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES / COMPLIANCE AND ADMINISTRATIVE SUPPORT; START DATE: 06/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: NONE; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES; 4. NAME OF OTHER BUSINESS: UNIVERSITY OF DAYTON - LOS ANGELES ALUMNI COMMUNITY; INVESTMENT RELATED: NO; ADDRESS: DAYTON, OH 45469; NATURE OF BUSINESS: ALUMNI; START DATE: 10/2023; POSITION/TITLE/RELATIONSHIP: COMMUNITY LEADER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: COORDINATE SOCIAL EVENTS FOR LOCAL ALUMNI OF THE UNIVERSITY OF DAYTON IN THE LOS ANGELES REGION. EVENTS INCLUDE BASKETBALL WATCH PARTIES, COMMUNITY SERVICE EVENTS, SOCIAL GATHERINGS AT LOCAL BEACHES, ETC; 5. NAME OF OTHER BUSINESS: NOTARY PUBLIC; INVESTMENT RELATED: XXYESORNOXX ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NOTARY PUBLIC; START DATE: XXDATEXX POSITION/TITLE/RELATIONSHIP: NOTARY PUBLIC; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: NOTARY SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-17 |
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