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6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-07-02 |
Branch Locations
2284 N Glassell Street Suite G, Orange, CA 92865 • United States
6451 N. Federal Hwy Suite 1201, Ft. Lauderdale, FL 33308 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| City Of Hope/ Beckman Research Institute | Duarte | CA | 09/1999 | 01/2018 |
| Osaic Wealth, Inc. | Irvine | CA | 12/2018 | 07/2026 |
| Royal Alliance Associates | Irvine | CA | 04/2018 | 12/2018 |
| Kovack Securities, Inc. | Fort Lauderdale | FL | 07/2026 | Present |
| Kovack Advisors, Inc. | Fort Lauderdale | FL | 07/2026 | Present |
1) DBA - CAPITAL GAINS FINANCIAL SERVICES - 2284 N. GLASSELL ST., SUITE G, ORANGE, CA 92865; INVESMENT RELATED; FINANCIAL SERVICES; FINANCIAL ADVISOR & REGISTERED REPRESENTATIVE; 99% OF TIM SPENT. 2) CAPITAL GAINS TAX ADVISORY - 2284 N. GLASSELL ST., SUITE G, ORANGE, CA 92865; NON-INVESMENT RELATED; TAX PREPARATION; OFFICE ADMINISTRATION, DATA INPUT AND SYSTEM PROCESSING; 10% OF TIME SPENT. 3) VARIABLE ANNUITIES - 2284 N. GLASSELL ST., SUITE G, ORANGE, CA 92865; INVESMENT RELATED; VARIABLE ANNUITY SALES; AGENT; LESS THAN 5% OF TIME SPENT. 4) BROKERS INTERNATIONAL - 2284 N. GLASSELL ST., SUITE G, ORANGE, CA 92865; INVESMENT RELATED; INSURANCE SALES INCLUDING LONG TERM CARE; AGENT; LESS THAN !% OF TIME SPENT.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-10-04 |
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