Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-03-29
RI RA APPROVED 2018-05-21
  • TX RA
    APPROVED_RES
    Since 2022-03-29
  • RI RA
    APPROVED
    Since 2018-05-21

Branch Locations

3400 Pawtucket Ave , Riverside , RI 02915 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lincoln RI 01/2018 Present
Team Ops Llc-The Kraft Group Foxboro MA 08/2011 Present
Bryant Univeristy Smithfield RI 06/2017 07/2017
Other Businesses

I*111837 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: TEAM OPS LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: FOXBOUROUGH, MASSACHUSETTS 02035 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: START DATE OF RELATIONSHIP: 08/09/2011 NUMBER OF HOURS DEVOTED: 15 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PART-TIME EVENT DAY EMPLOYEE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-05-10
  • S66 Uniform Combined State Law Examination
    2018-05-10
Other Names
  • Keith Robert Kureck

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Riverside, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor