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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-04-25 |
| CA | RA | APPROVED | 2018-04-23 |
Branch Locations
2555-2595 W Chandler Blvd Ci Relationship Management, Chandler, AZ 85224 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 01/2018 | Present |
| Reb Ventures | El Portal | FL | 01/2015 | 01/2018 |
| Bank Of America, N.A. | Chandler | AZ | 03/2018 | Present |
For profit or not for profit: For Profit Name of outside business organization: AZ Pig in a Box Investment related (Y/N): B Address of business: Chandler, AZ United States Nature of business: Catering Position, title, association: Owner Start date of relationship: July 1, 1017 Number of hours devoted: 20/mo Number of hours devoted during trading hours: rarely Duties: Roast whole pigs I*1068276 For profit or not for profit: Entity For Profit Name of outside business organization: Sugoda Ranch Investment related: N Address of business: Gilbert, Arizona Nature of business: ["Limited Liability Company"] Position, title, association: ["Owner"], Start date of relationship: 11/8/2022 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 5 Duties: , Rental Property - Owner
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-04-21 |
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