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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-06-21
RI RA APPROVED 2022-09-07
  • TX RA
    APPROVED_RES
    Since 2023-06-21
  • RI RA
    APPROVED
    Since 2022-09-07

Branch Locations

3400 Pawtucket Ave, Riverside, RI 02915 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America Lincoln RI 09/2016 01/2018
Unemployed East Providence RI 07/2016 09/2016
Merrill Lynch, Pierce, Fenner & Smith Lincoln RI 09/2016 Present
  • 09/2016 → 01/2018
    Bank Of America
    Lincoln, RI
  • 07/2016 → 09/2016
    Unemployed
    East Providence, RI
  • 09/2016 → Present
    Merrill Lynch, Pierce, Fenner & Smith
    Lincoln, RI
Previous Registrations
Other Businesses

I*453797 Entity Type: For Profit Name of OBA: Amazing Basins Address: Cranston, Rhode Island, 2921 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/10/2018 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Hobby/recreational-based educational business. Curator

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-07
  • S66 Uniform Combined State Law Examination
    2019-10-07
Other Names
  • Alan David Ogunnaike
  • Alan D Ogunnaike

View on SEC IAPD

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