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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-06-21 |
| RI | RA | APPROVED | 2022-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America | Lincoln | RI | 09/2016 | 01/2018 |
| Unemployed | East Providence | RI | 07/2016 | 09/2016 |
| Merrill Lynch, Pierce, Fenner & Smith | Lincoln | RI | 09/2016 | Present |
I*453797 Entity Type: For Profit Name of OBA: Amazing Basins Address: Cranston, Rhode Island, 2921 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/10/2018 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Hobby/recreational-based educational business. Curator
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-07 |
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