Alan Ogunnaike

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → 01/2018
  Bank Of America
  Lincoln, RI
• 07/2016 → 09/2016
  Unemployed
  East Providence, RI
• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith
  Lincoln, RI

Previous Registrations

• 2019-10-08 → 2020-10-30
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Riverside, RI
  New York, NY

Other Businesses

I*453797 Entity Type: For Profit Name of OBA: Amazing Basins Address: Cranston, Rhode Island, 2921 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 01/10/2018 Number of Hours: 10, Monthly Number of Hours during trading: 0 Duties: Hobby/recreational-based educational business. Curator

Exams

• S66 Uniform Combined State Law Examination
  2019-10-07

Other Names

• Alan David Ogunnaike
• Alan D Ogunnaike