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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2024-11-20 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, Na | Reno | NV | 11/2010 | 11/2024 |
| Wells Fargo Clearing Services, Llc | Reno | NV | 01/2018 | 11/2024 |
| Lpl Financial Llc | Reno | NV | 11/2024 | Present |
1) 11/06/2024 - Forest WeaIth PIanning - DBA for LPL Business (entity for LPL business) - NV 89521 - 160 Per Month - Inv related - at reported business locations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-09-21 |
| S63 | Uniform Securities Agent State Law Examination | 2018-04-12 |
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