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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-01-12 |
Branch Locations
201 West Main Street Suite C, Marion, IL 62959 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Rock Island | IL | 03/2017 | 05/2025 |
| Jennings Enterprises, Llc | Goreville | IL | 01/2016 | 03/2017 |
| Mwa Financial Services Inc | Rock Island | IL | 01/2018 | 05/2025 |
| The Assurance Group | Marion | IL | 05/2025 | 08/2025 |
| Integrity Alliance, Llc | Marion | IL | 05/2025 | 08/2025 |
| Lpl Enterprise, Llc | Marion | IL | 08/2025 | Present |
1. 08/14/2025 - Johnson County 2000 - Non-Profit Board Member - Vienna, IL - NOT INV REL - Start Date 11/09/2022 - 1hr/mth | 0hrs during trading 2. 08/14/2025 - Prudential Advisors - DBA for LPL Business (entity for LPL business) - Vienna, IL - INV REL - Start Date 08/13/2025 - 160hr/mth | 160hrs during trading 3. 08/14/2025 - AARON SHAIN HALE N/A Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Vienna, IL - INV REL - Start Date 08/13/2025 - 160hr/mth | 160hrs during trading 4. 08/14/2025 - Arrowleaf - Non-Profit Board Member - Vienna, IL - NOT INV REL - Start Date 07/24/2023 - 160hr/mth | 160hrs during trading 5. 07/28/2026-OakRidge Wealth Management-Owner-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/29/2026-160hrs/mth-160hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2026-01-07 |
| S63 | Uniform Securities Agent State Law Examination | 2018-02-23 |
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