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Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2018-03-30
  • IL RA
    APPROVED
    Since 2018-03-30

Branch Locations

3402 Heartland St., Marion, IL 62959 • United States

2711 Broadway, Mt. Vernon, IL 62864 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Advisor Networks, Llc El Segundo CA 10/2014 09/2017
Fifth Third Securities Mt. Vernon IL 03/2018 Present
Fifth Third Bank Mt. Vernon IL 03/2018 Present
Unemployed El Segundo CA 09/2017 01/2018
Quad Graphics Effingham IL 02/2018 03/2018
Ramsey Enterprises Altamount IL 01/2018 03/2018
Better Newspapers Inc Altamount IL 03/2014 09/2017
  • 10/2014 → 09/2017
    Cetera Advisor Networks, Llc
    El Segundo, CA
  • 03/2018 → Present
    Fifth Third Securities
    Mt. Vernon, IL
  • 03/2018 → Present
    Fifth Third Bank
    Mt. Vernon, IL
  • 09/2017 → 01/2018
    Unemployed
    El Segundo, CA
  • 02/2018 → 03/2018
    Quad Graphics
    Effingham, IL
  • 01/2018 → 03/2018
    Ramsey Enterprises
    Altamount, IL
  • 03/2014 → 09/2017
    Better Newspapers Inc
    Altamount, IL
Previous Registrations
  • 2014-10-13 → 2017-09-05
    Cetera Wealth Services, Llc
    Effingham, IL
    Crystal Lake, IL
  • 2012-01-03 → 2014-10-14
    St Louis, MO
    Altamont, IL
    Taylorville, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-11-04
  • S66 Uniform Combined State Law Examination
    2011-11-04
Other Names
  • Nathan Scholes

View on SEC IAPD

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