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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-08-10 |
Branch Locations
1144 N Ardmore Ave., Manhattan Beach, CA 90266 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Manhattan Beach | CA | 04/2018 | Present |
| Ges | Cypress | CA | 03/2007 | 06/2020 |
1. 04/17/2018 - WHC PROPERTIES/ REAL ESTATE RENTAL/ 2%/ 127 IRBY AVE, LAURENS, SC 29360; 111 PINEHAVEN ST, LAURENS, SC 29360; 207 PRIDMORE ST, LAURENS, SC 29360; 104 WOODROW ST, LAURENS, SC 29360 2. 04/17/2018 - INDEPENDENCE FINANCIAL & INSURANCE SERVICES CENTER/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 0%/ MANHATTAN BEACH, CA. 3. 4/3/2019 - No Business Name - Investment Related - 1436 Irvine Avenue, Newport Beach, CA 92660 - Real Estate Rental - Started 02/01/2019 - 4 Hours Per Month/0 Hours During Securities Trading. 4. 10/29/2021 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Start Date: 03/15/2021 - 10 Hours Per Month/10 Hours During Securities Trading - Marketing Support Manager. 5. 12/24/2024- Phuket Thai- Rep's Business- Owner/Partner- Not Investment Related - Redondo Beach, CA- Start Date 10/15/2024- 30 hours per month/ 10 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-05-14 |
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