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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-07
  • TX RA
    APPROVED
    Since 2018-05-07

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Arlington TX 06/2010 Present
Wells Fargo Clearing Services, Llc Arlington TX 01/2018 Present
Uber Arlington TX 12/2017 Present
Lyft Arlington TX 12/2017 Present
  • 06/2010 → Present
    Wells Fargo Bank, Na
    Arlington, TX
  • 01/2018 → Present
    Arlington, TX
  • 12/2017 → Present
    Uber
    Arlington, TX
  • 12/2017 → Present
    Lyft
    Arlington, TX
Other Businesses

SCENTSY, NOT INVT RELATED, ARLINGTON, TX, INDEPENDENT CONSULTANT, START DATE 9/26/2020, 40 HRS PER MONTH, 40 HRS DURING TRADING, SELLING SCENTSY. FAVOR, NOT INV RELATED, AUSTIN, TX, RUNNER, START 8/2/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, FOOD AND GROCERY DELIVERY SERVICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-04
S63 Uniform Securities Agent State Law Examination 2018-04-12
  • S65 Uniform Investment Adviser Law Examination
    2018-05-04
  • S63 Uniform Securities Agent State Law Examination
    2018-04-12
Other Names
  • Lindy Smith
  • Lindy Dawn Smith
  • Lindy Rangel

View on SEC IAPD

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