Lindy Dawn Rangel

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → Present
  Wells Fargo Bank, Na
  Arlington, TX
• 01/2018 → Present
  Wells Fargo Clearing Services, Llc
  Arlington, TX
• 12/2017 → Present
  Uber
  Arlington, TX
• 12/2017 → Present
  Lyft
  Arlington, TX

Other Businesses

SCENTSY, NOT INVT RELATED, ARLINGTON, TX, INDEPENDENT CONSULTANT, START DATE 9/26/2020, 40 HRS PER MONTH, 40 HRS DURING TRADING, SELLING SCENTSY. FAVOR, NOT INV RELATED, AUSTIN, TX, RUNNER, START 8/2/2021, 20 HOURS PER MONTH, ZERO HOURS DURING TRADING, FOOD AND GROCERY DELIVERY SERVICE.

Exams

• S65 Uniform Investment Adviser Law Examination
  2018-05-04
• S63 Uniform Securities Agent State Law Examination
  2018-04-12

Other Names

• Lindy Smith
• Lindy Dawn Smith
• Lindy Rangel