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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-09-21
CA RA APPROVED 2024-06-18
  • TX RA
    APPROVED
    Since 2024-09-21
  • CA RA
    APPROVED
    Since 2024-06-18

Branch Locations

5951 La Sendita, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Provisions San Diego CA 01/2017 04/2017
Point Loma Nazarene Public Safety San Diego CA 08/2015 01/2018
Point Loma Nazarene University San Diego CA 09/2014 08/2018
Merrill Lynch, Pierce, Fenner, & Smith Incorporated La Jolla CA 01/2018 03/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated La Jolla CA 09/2022 Present
Logix Federal Credit Union Palmdale CA 03/2022 09/2022
Hale Productions San Diego CA 03/2021 06/2021
Wawnesa Insurance Lancaster CA 06/2021 10/2021
Unemployed Lancaster CA 10/2021 03/2022
Alliance Advertising San Diego CA 10/2017 10/2017
  • 01/2017 → 04/2017
    Pacific Provisions
    San Diego, CA
  • 08/2015 → 01/2018
    Point Loma Nazarene Public Safety
    San Diego, CA
  • 09/2014 → 08/2018
    Point Loma Nazarene University
    San Diego, CA
  • 01/2018 → 03/2021
    La Jolla, CA
  • 09/2022 → Present
    La Jolla, CA
  • 03/2022 → 09/2022
    Logix Federal Credit Union
    Palmdale, CA
  • 03/2021 → 06/2021
    Hale Productions
    San Diego, CA
  • 06/2021 → 10/2021
    Wawnesa Insurance
    Lancaster, CA
  • 10/2021 → 03/2022
    Unemployed
    Lancaster, CA
  • 10/2017 → 10/2017
    Alliance Advertising
    San Diego, CA
Other Businesses

I*: 2123277 Entity Type: For Profit Name of OBA: Francesca's Address: San Diego, Ca, 92037 Investment Related: No Position, Title, Association: Employee Employee Start Date: 12/21/2024 Number of Hours: 24 hrs wkly Number of Hours during trading: 0 Duties: it's a retail job at a fashion boutique

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-06-15
  • S66 Uniform Combined State Law Examination
    2024-06-15
Other Names
  • Kaleah Yearwood
  • Kaleah Natasja Yearwood

View on SEC IAPD

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