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Anna Marie Thomas

Morgan Stanley

Rancho Santa Fe, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2016-11-09
CA RA APPROVED 2009-06-01
TX RA APPROVED_RES 2009-06-01
  • VA RA
    APPROVED
    Since 2016-11-09
  • CA RA
    APPROVED
    Since 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2009-06-01

Branch Locations

6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Rancho Sante Fe CA 06/2009 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Rancho Sante Fe, CA
Previous Registrations
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Rancho Sante Fe, CA
    San Diego, CA
  • 2005-07-07 → 2007-04-02
    Morgan Stanley Dw Inc.
    Rancho Bernardo, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-01
  • S66 Uniform Combined State Law Examination
    2005-07-01
Other Names
  • Anna Marie Wein
  • Anna Marie Thomas

View on SEC IAPD

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Maxwell Richard Parziale
Brad J Sherman

Other Offices

MORGAN STANLEY · RANCHO SANTE FE, CA
ESSENTIAL PARTNERS LLC · RANCHO SANTA FE,, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Rancho Santa Fe, CA
DARK HORSE ADVISORS LLC · Rancho Santa Fe, CA
LPL FINANCIAL LLC · RANCHO SANTA FE, CA
EAGLE STRATEGIES LLC · Rancho Santa Fe, CA
U.S. BANCORP ADVISORS, LLC · Rancho Santa Fe, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO SANTA FE, CA

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