Maxwell Richard Parziale

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2020-03-03
CA	RA	APPROVED	2017-05-26

TX RA
APPROVED_RES

Since 2020-03-03
CA RA
APPROVED

Since 2017-05-26

Branch Locations

6037 La Flecha Suite 200, Rancho Santa Fe, CA 92067 • United States

6041 La Flecha Post Off Box 415, Rancho Sante Fe, CA 92067 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley	Rancho Santa Fe	CA	02/2017	Present
University Of Colorado At Boulder	San Diego	CA	08/2012	12/2016
Morgan Stanley Private Bank, National Association	New York	NY	05/2017	Present

02/2017 → Present

Morgan Stanley

Rancho Santa Fe, CA
08/2012 → 12/2016

University Of Colorado At Boulder

San Diego, CA
05/2017 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-05-26

S66 Uniform Combined State Law Examination

2017-05-26

View on SEC IAPD

Current Employers

Morgan Stanley

Disclosures

Employment History

Exams

Other Firms

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